For some, being directly authorised by the FCA is a responsibility that they would prefer not to have, but they would still like to have the option of advertising their stock and being able to offer monthly terms.

If this sounds like you then becoming an Appointed Representative (AR) under The Compliance Guys ‘Principal Status’ may be a great option for you.

All AR’s will have access The Compliance Guys’ bespoke compliance system KLASSIFY where you will have access to our training suite, documents & policies section including automatic emails to customers, deal logging, complaints handling, invoicing and much more.

The Compliance Guys Difference

We have purposely designed this system for YOU and NOT The Compliance Guys. We’ve made it simple and easy to use enabling you to actually sell rather than run through an elongated compliance process which gets in the way of business.

It will keep you compliant and you’ll actually WANT to use it!

If you would like to become and AR, please contact the Compliance team 01902 937922 for a no-pressure, no judgement chat.

Get started today!

Get in touch with a member of the team

Get in touch

Are you ready to take YOUR business to the next level?

We’re here to help, it’s free to chat! Whatever questions you have, whatever your business needs, we are approachable, friendly, and speak in plain English.

We understand the pressures of running a business and will only offer services that bring benefit to your life.

Get in touch!

    The Compliance Guys Ltd are authorised and regulated by the Financial Conduct Authority.

    Our Firm Reference Number (FRN) is 941360. This information can be checked on the Financial Services Register by visiting the FCA’s website or by contacting the FCA on 0800 111 6768.

    The Compliance Guys Ltd are registered in England and Wales under Company Number 12533924 and our registered office address is Office 28 Cleveland Street, Wolverhampton, West Midlands, WV1 3HT. Our VAT Registration Number is GB367193470.

    Registered with the Information Commissioner’s Office: ZA747096.