Who Are The Compliance Guys?

Who Are We

Time served experts, not only in finance but in small business, we talk on your wavelength.

Our Mission

To help SME’s and Independents compete with national companies without extra effort

What We Do

We help you achieve your business goals through finance, all whilst staying fully compliant.

About Us

When you ask yourself the question ‘How do I get FCA Authorisation with as little hassle as possible?’ and the answer from everyone is ‘call The Compliance Guys’ then being on this website means you’re one step closer to being FCA regulated.

When searching the internet for companies who offer websites to motor traders and retailers looking for help with their FCA Application it’s very easy to get confused about who offers what and how much they cost. Picking a company to trust when it comes to FCA financial compliance isn’t as simple as finding experts who know the rules. You need people who truly understand your business and how finance can complement it.

Many companies who offer FCA compliance application assistance, do not always show exactly what features are available or how much they actually cost.

Unfortunately, this is not very useful for anyone in the motor trade or retailers (especially start-ups) trying to compare and find out exactly what they’re getting for their money. That’s why, all our prices are advertised on our website, there’s no hiding, or changing the prices from you, we spell out exactly how much our services will cost and show you exactly what you’re getting for your buck!

We specialise in the SME’s, start-ups who are unsure what to do, all you want is a little help and to be spoken to in a language they can understand, we care and not scare you about compliance.

The Compliance Guys ethos is different to other FCA compliance companies, how? simply your sales come first and the compliance after!, we keep your sales process easy, actually improving it most of the time all while being more compliant than you’ve ever been before!

Have a look at our ‘Testimonials’ to see feedback we have received from our existing customers, or just go online and look for our reviews, Facebook, Google & Trustpilot to name a few!

You will see our feedback is excellent, FIVE STAR reviews all the way!
Our current customers love the value for money, simple talk and easy process, we do all the hard work…so you don’t have to!

The Compliance Guys have sat your side of the desk, selling in retail and car sales, working for main dealers and independent garages, then working in automotive finance and warranties, we get you!, we ARE YOU!

We totally understand you; we are not going to baffle you with compliance nonsense, what’s the point of that?

We’ll get you authorised by the FCA and handle your ongoing compliance commitments. We also help you identify and set up with a lender or broker who matches your business size and type and will actually lend the money against your goods/services. We also offer advice on how to integrate finance into your business and move your business forward, this is our biggest strength and our unique advantage.

The Compliance Guys have helped over 600 dealers and retailers in our first official year alone!!

If you are just starting out, or you feel you are currently paying over the odds for your existing compliance, maybe you’re being scared or spoken at little a little child? That’s just not something we do!!  

Give the team at The Compliance Guys a call on 01902 475 321 to discuss your requirements for a no obligations, no fee discussion.

Our Process


We will discuss with you your requirements on what sort of FCA authorisation is suitable for you and your company.


We will then compile all of your business information together with you for submission to FCA for authorisation.


Once we have all the information and documents required, we will review them between ourselves and your company.

Get Compliant!

We will then submit your FCA application. We have never had a customer rejected upon us submitting their application.

Want to know more about The Compliance Guys?

Just get in touch with us for a no obligation chat!